Our Firm

Perleo Capital Management is an independent, employee-owned financial services firm. We offer no proprietary products or programs, and no pressure to sell certain investments or strategies. We have access and freedom to choose from a wide range of investment products and the ability to create and tailor our advice based on what’s best suited for our clients. 

Custody of Assets/Coverage: We do not take custody of client assets which are held by LPL Financial, a publicly traded company on NASDAQ. LPL has custodianship of over $900 billion in client assets and is a member of SIPC.

• Securities Investor Protection Corporation(SIPC) membership provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be claims for cash.
• London Insurers provides securities protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $575 million (protection is subject to terms and conditions).
• Through our multi-bank sweep solutions, clients will receive the benefit of FDIC insurance:
  • Accounts eligible for the Insured Cash Account (ICA) will receive up to $2.5 million in coverage for single account holders and $5 million for joint accounts.
  • Accounts eligible for the Deposit Cash Account(DCA) will receive up to $2 million in coverage for single account holders.
  • ICA and DCA deposits are FDIC-insured to a maximum amount of $250,000 (including principal and accrued interest) per bank, per legal capacity, and is aggregated with all other deposits held by you in the same recognized legal capacity at the same bank. Other investment holdings are subject to loss.

Wealth Advisory: Advice and planning is the focus of our business. We do not sell proprietary products and don’t have sales goals. We are free to search the investment universe for the right strategies to meet each client’s unique family situation. Our independence empowers us to concentrate exclusively on understanding and addressing our clients’ goals and needs.

Established Broker Dealer: LPL is the largest independent broker/dealer in the country* with over 16,000 financial advisors with offices across the United States. LPL Financial was formed in 1989 through the merger of two small brokerage firms, Linsco & Private Ledger (founded in 1968 and 1973, respectively). By merging these two companies, the founders of LPL sought to create a trusted alternative to Wall Street firms, one in which financial advisors could build highly competitive businesses while always doing what is right for their clients. In November 2010, the parent company of LPL, LPL Financial Holdings Inc., first became publicly traded on NASDAQ under symbol LPLA.

* As reported in Financial Planning magazine June 1996-2020, based on total revenue